-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bnnvfj/71gRj59mvFKNBtbsUfQG7Sg/9ngg7Jlt677CbimewbRh2Vdr+Q+Xl+vOd bR78rRCRwPJEUUJJ5op7QA== 0001104659-11-005595.txt : 20110208 0001104659-11-005595.hdr.sgml : 20110208 20110208132644 ACCESSION NUMBER: 0001104659-11-005595 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110208 DATE AS OF CHANGE: 20110208 GROUP MEMBERS: ANDREW T. SHEEHAN GROUP MEMBERS: DAVID E. SWEET GROUP MEMBERS: DAVID L. ANDERSON GROUP MEMBERS: G. LEONARD BAKER, JR. GROUP MEMBERS: GREGORY P. SANDS GROUP MEMBERS: JAMES C. GAITHER GROUP MEMBERS: JAMES N. WHITE GROUP MEMBERS: JEFFREY W. BIRD GROUP MEMBERS: MICHAEL L. SPEISER GROUP MEMBERS: TENCH COXE GROUP MEMBERS: WILLIAM H. YOUNGER, JR. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: YOUKU.COM INC. CENTRAL INDEX KEY: 0001442596 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-85821 FILM NUMBER: 11581658 BUSINESS ADDRESS: STREET 1: 5TH FLOOR STREET 2: SINOSTEEL PLAZA, 8 HAIDIAN STREET CITY: BEIJING STATE: F4 ZIP: 100080 BUSINESS PHONE: 86-10-58851881 MAIL ADDRESS: STREET 1: 5TH FLOOR STREET 2: SINOSTEEL PLAZA, 8 HAIDIAN STREET CITY: BEIJING STATE: F4 ZIP: 100080 FORMER COMPANY: FORMER CONFORMED NAME: YOUKU.COM INC DATE OF NAME CHANGE: 20080811 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SUTTER HILL VENTURES CENTRAL INDEX KEY: 0000879051 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 755 PAGE MILL RD STREET 2: SUITE A200 CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 4154935600 MAIL ADDRESS: STREET 1: 755 PAGE MILL RD STREET 2: SUITE A200 CITY: PALO ALTO STATE: CA ZIP: 94304 SC 13G 1 a11-4858_5sc13g.htm SC 13G

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No.   )*

 

Youku.com Inc.

(Name of Issuer)

Class A Ordinary Shares, Par Value US$ 0.00001 Per Share
(Eighteen (18) Class A Ordinary Shares Represent One American Depositary Share)

(Title of Class of Securities)

G9876M106

(CUSIP Number)

December 8, 2010

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

CUSIP No. G9876M106

 

 

1.

Names of Reporting Persons
Sutter Hill Ventures, A California Limited Partnership 77-0287059

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
California, USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
132,005,962

 

6.

Shared Voting Power
-0-

 

7.

Sole Dispositive Power
132,005,962

 

8.

Shared Dispositive Power
-0-

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
132,005,962

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
7.0%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

2



 

CUSIP No. G9876M106

 

 

1.

Names of Reporting Persons
David L. Anderson

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
7,665,421*

 

6.

Shared Voting Power
132,005,962**

 

7.

Sole Dispositive Power
7,665,421*

 

8.

Shared Dispositive Power
132,005,962**

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
139,671,383

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
7.4%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 


*   See Exhibit A, Note 3.

** Comprised of shares held by Sutter Hill Ventures, A California Limited Partnership.  See Exhibit A.

 

3



 

CUSIP No. G9876M106

 

 

1.

Names of Reporting Persons
G. Leonard Baker, Jr.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
10,221,833*

 

6.

Shared Voting Power
132,005,962**

 

7.

Sole Dispositive Power
10,221,833*

 

8.

Shared Dispositive Power
132,005,962**

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
142,227,795

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
7.5%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 


*   See Exhibit A, Note 4.

** Comprised of shares held by Sutter Hill Ventures, A California Limited Partnership.  See Exhibit A.

 

4



 

CUSIP No. G9876M106

 

 

1.

Names of Reporting Persons
William H. Younger, Jr.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
8,877,983*

 

6.

Shared Voting Power
132,005,962**

 

7.

Sole Dispositive Power
8,877,983*

 

8.

Shared Dispositive Power
132,005,962**

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
140,883,945

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
7.4%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 


*   See Exhibit A, Note 5.

** Comprised of shares held by Sutter Hill Ventures, A California Limited Partnership.  See Exhibit A.

 

5



 

CUSIP No. G9876M106

 

 

1.

Names of Reporting Persons
Tench Coxe

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
19,435,851*

 

6.

Shared Voting Power
132,005,962**

 

7.

Sole Dispositive Power
19,435,851*

 

8.

Shared Dispositive Power
132,005,962**

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
151,441,813

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
8.0%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 


*   See Exhibit A, Note 6.

** Comprised of shares held by Sutter Hill Ventures, A California Limited Partnership.  See Exhibit A.

 

6



 

CUSIP No. G9876M106

 

 

1.

Names of Reporting Persons
Gregory P. Sands

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
2,837,564*

 

6.

Shared Voting Power
132,005,962**

 

7.

Sole Dispositive Power
2,837,564*

 

8.

Shared Dispositive Power
132,005,962**

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
134,843,526

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
7.1%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 


*   See Exhibit A, Note 7.

** Comprised of shares held by Sutter Hill Ventures, A California Limited Partnership.  See Exhibit A.

 

7



 

CUSIP No. G9876M106

 

 

1.

Names of Reporting Persons
James C. Gaither

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
2,114,505*

 

6.

Shared Voting Power
132,005,962**

 

7.

Sole Dispositive Power
2,114,505*

 

8.

Shared Dispositive Power
132,005,962**

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
134,120,467

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
7.1%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 


*   See Exhibit A, Note 8.

** Comprised of shares held by Sutter Hill Ventures, A California Limited Partnership.  See Exhibit A.

 

8



 

CUSIP No. G9876M106

 

 

1.

Names of Reporting Persons
James N. White

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
3,605,460*

 

6.

Shared Voting Power
132,005,962**

 

7.

Sole Dispositive Power
3,605,460*

 

8.

Shared Dispositive Power
132,005,962**

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
135,611,422

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
7.2%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 


*   See Exhibit A, Note 9.

** Comprised of shares held by Sutter Hill Ventures, A California Limited Partnership.  See Exhibit A.

 

9



 

CUSIP No. G9876M106

 

 

1.

Names of Reporting Persons
Jeffrey W. Bird

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
3,708,119*

 

6.

Shared Voting Power
132,005,962**

 

7.

Sole Dispositive Power
3,708,119*

 

8.

Shared Dispositive Power
132,005,962**

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
135,714,081

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
7.2%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 


*   See Exhibit A, Note 10.

** Comprised of shares held by Sutter Hill Ventures, A California Limited Partnership.  See Exhibit A.

 

10



 

CUSIP No. G9876M106

 

 

1.

Names of Reporting Persons
David E. Sweet

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
1,172,767*

 

6.

Shared Voting Power
132,005,962**

 

7.

Sole Dispositive Power
1,172,767*

 

8.

Shared Dispositive Power
132,005,962**

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
133,178,729

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
7.0%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 


*   See Exhibit A, Note 11.

** Comprised of shares held by Sutter Hill Ventures, A California Limited Partnership.  See Exhibit A.

 

11



 

CUSIP No. G9876M106

 

 

1.

Names of Reporting Persons
Andrew T. Sheehan

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
625,102*

 

6.

Shared Voting Power
132,005,962**

 

7.

Sole Dispositive Power
625,102*

 

8.

Shared Dispositive Power
132,005,962**

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
132,631,064

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
7.0%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 


*   See Exhibit A, Note 12.

** Comprised of shares held by Sutter Hill Ventures, A California Limited Partnership.  See Exhibit A.

 

12



 

CUSIP No. G9876M106

 

 

1.

Names of Reporting Persons
Michael L. Speiser

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
-0-

 

6.

Shared Voting Power
132,005,962*

 

7.

Sole Dispositive Power
-0-

 

8.

Shared Dispositive Power
132,005,962*

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
132,005,962

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
7.0%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 


*   Comprised of shares held by Sutter Hill Ventures, A California Limited Partnership.  See Exhibit A.

 

13



 

Item 1.

 

(a)

Name of Issuer
Youku.com Inc.

 

(b)

Address of Issuer’s Principal Executive Offices
11/F, SinoSteel Plaza, 8 Haidian Street, Beijing, 100080, The People’s Republic of China

 

Item 2.

 

(a)

Name of Person Filing
See Exhibit A; Exhibit A is hereby incorporated by reference

 

(b)

Address of Principal Business Office or, if none, Residence
See Exhibit A

 

(c)

Citizenship
See Exhibit A

 

(d)

Title of Class of Securities
Class A Ordinary Shares, Par Value US$ 0.00001 Per Share

 

(e)

CUSIP Number
G9876M106

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

 

N/A

 

14



 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:   

See Exhibit A, which is hereby incorporated by reference and related pages 2 to 13

 

(b)

Percent of class:   

See Exhibit A, which is hereby incorporated by reference and related pages 2 to 13

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote   

***

 

 

(ii)

Shared power to vote or to direct the vote    

***

 

 

(iii)

Sole power to dispose or to direct the disposition of   

***

 

 

(iv)

Shared power to dispose or to direct the disposition of   

***

 


*** See Exhibit A, which is hereby incorporated by reference and related pages 2 to 13. Messrs. Anderson, Baker, Younger, Coxe, Sands, Gaither, White, Bird, Sweet, Sheehan and Speiser are Managing Directors of the General Partner of Sutter Hill Ventures, A California Limited Partnership.

 

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   o.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

N/A

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

N/A

 

Item 8.

Identification and Classification of Members of the Group

See Exhibit A

 

Item 9.

Notice of Dissolution of Group

N/A

 

Item 10.

Certification

N/A

 

15



 

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

2/8/2011

 

Date

 

 

Sutter Hill Ventures, A California Limited Partnership

 

/s/ G. Leonard Baker, Jr.

 

Signature

 


G. Leonard Baker, Jr.
Managing Director of the General Partner

 

Name/Title

 

 

/s/ David L. Anderson

 

Signature

 


/s/ G. Leonard Baker, Jr.

 

Signature

 

 

/s/ William H. Younger, Jr.

 

Signature

 


/s/ Tench Coxe

 

Signature

 


/s/ Gregory P. Sands

 

Signature

 


/s/ James C. Gaither

 

Signature

 


/s/ James N. White

 

Signature

 


/s/ Jeffrey W. Bird

 

Signature

 


/s/ David E. Sweet

 

Signature

 


/s/ Andrew T. Sheehan

 

Signature

 


/s/ Michael L. Speiser

 

Signature

 

16



 

EXHIBIT A TO SCHEDULE 13G — QUINSTREET, INC.

 

 

 

Aggregate Number of

 

 

 

 

 

 

 

Shares Beneficially Owned (Note 1)

 

 

 

% of

 

Name of Originator

 

Individual

 

 

 

Aggregate

 

 

 

Total Shares

 

 

 

 

 

 

 

 

 

 

 

 

 

Sutter Hill Ventures, A California Limited Partnership

 

132,005,962

 

 

 

 

 

 

 

7.0

%

 

 

 

 

 

 

 

 

 

 

 

 

David L. Anderson

 

7,665,421

 

Note 3

 

 

 

 

 

0.4

%

 

 

 

 

 

 

139,671,383

 

Note 2

 

7.4

%

 

 

 

 

 

 

 

 

 

 

 

 

G. Leonard Baker, Jr.

 

10,221,833

 

Note 4

 

 

 

 

 

0.5

%

 

 

 

 

 

 

142,227,795

 

Note 2

 

7.5

%

 

 

 

 

 

 

 

 

 

 

 

 

William H. Younger, Jr.

 

8,877,983

 

Note 5

 

 

 

 

 

.5

%

 

 

 

 

 

 

140,883,945

 

Note 2

 

7.4

%

 

 

 

 

 

 

 

 

 

 

 

 

Tench Coxe

 

19,435,851

 

Note 6

 

 

 

 

 

1.0

%

 

 

 

 

 

 

151,441,813

 

Note 2

 

8.0

%

 

 

 

 

 

 

 

 

 

 

 

 

Gregory P. Sands

 

2,837,564

 

Note 7

 

 

 

 

 

0.1

%

 

 

 

 

 

 

134,843,526

 

Note 2

 

7.1

%

 

 

 

 

 

 

 

 

 

 

 

 

James C. Gaither

 

2,114,505

 

Note 8

 

 

 

 

 

0.1

%

 

 

 

 

 

 

134,120,467

 

Note 2

 

7.1

%

 

 

 

 

 

 

 

 

 

 

 

 

James N. White

 

3,605,460

 

Note 9

 

 

 

 

 

0.2

%

 

 

 

 

 

 

135,611,422

 

Note 2

 

7.2

%

 

 

 

 

 

 

 

 

 

 

 

 

Jeffrey W. Bird

 

3,708,119

 

Note 10

 

 

 

 

 

0.2

%

 

 

 

 

 

 

135,714,081

 

Note 2

 

7.2

%

 

 

 

 

 

 

 

 

 

 

 

 

David E. Sweet

 

1,172,767

 

Note 11

 

 

 

 

 

0.1

%

 

 

 

 

 

 

133,178,729

 

Note 2

 

7.0

%

 

 

 

 

 

 

 

 

 

 

 

 

Andrew T. Sheehan

 

625,102

 

Note 12

 

 

 

 

 

0.0

%

 

 

 

 

 

 

132,631,064

 

Note 2

 

7.0

%

 

 

 

 

 

 

 

 

 

 

 

 

Michael L. Speiser

 

0

 

 

 

 

 

 

 

0.0

%

 

 

 

 

 

 

132,005,962

 

Note 2

 

7.0

%

 

The address for all of the above is:  755 Page Mill Road, Suite A-200, Palo Alto, CA  94304

 

The partnerships are organized in California. The individuals are all U.S. citizens and residents.

 

None of the above has been convicted in any criminal proceedings nor have they been subject to judgments, decrees, or final orders enjoining future violations of Federal or State securities laws.

 

All of the parties are individuals or entities in the venture capital business.

 


Note 1: Shares reported are Class A Ordinary Shares, par value US$ 0.00001 per share.  Each eighteen (18) Class A Ordinary Shares represent one American Depositary Share.

 

Note 2:  Includes individual shares plus all shares held by Sutter Hill Ventures, A California Limited Partnership in which the reporting person is a Managing Director of the General Partner.  The reporting person disclaims beneficial ownership of the partnership’s shares except as to the reporting person’s pecuniary interest therein.

 

Note 3: Comprised of 3,760,901 shares owned by the reporting person, 3,477,491 shares owned by Anvest, L.P. of which the reporting person is the trustee of a trust which is the General Partner and 427,029 shares held by a retirement trust for the benefit of the reporting person.  The reporting person disclaims beneficial ownership of the partnership’s shares except as to the reporting person’s pecuniary interest therein.

 

Note 4: Comprised of 5,106,316 shares owned by the reporting person, 4,475,250 shares owned by Saunders Holdings, L.P. of which the reporting person is a trustee of a trust which is the General Partner and 640,267 shares held by a Roth IRA for the benefit of the reporting person.  The reporting person disclaims beneficial ownership of the partnership’s shares except as to the reporting person’s pecuniary interest therein.

 

Note 5:  Comprised of 5,860,150 shares owned by the reporting person, 1,702,215 shares owned by Yovest, L.P. of which the reporting person is the trustee of a trust which is the General Partner and 1,315,618 shares held by a retirement trust for the benefit of

 



 

the reporting person. The reporting person disclaims beneficial ownership of the partnership’s shares except as to the reporting person’s pecuniary interest therein.

 

Note 6:  Comprised of 17,270,367 shares owned by the reporting person, 702,023 shares held by Rooster Partners, LP of which the reporting person is a trustee of a trust which is the General Partner and 1,463,461 shares held by a Roth IRA for the benefit of the reporting person.  The reporting person disclaims beneficial ownership of the partnership’s shares except as to the reporting person’s pecuniary interest therein.

 

Note 7: Comprised of 2,837,564 shares owned by the reporting person.

 

Note 8: Comprised of 2,114,505 shares owned by the reporting person.

 

Note 9: Comprised of 3,605,460 shares owned by the reporting person.

 

Note 10: Comprised of 3,708,119 shares owned by the reporting person.

 

Note 11: Comprised of 1,047,492 shares owned by the reporting person and 125,275 shares held by a retirement trust for the benefit of the reporting person.

 

Note 12: Comprised of 558,329 shares owned by the reporting person and 66,773 shares held by a retirement trust for the benefit of the reporting person.

 


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